Resumes
Resumes
Location:
93 Godfrey Ln, Fremont, NH 03044
Industry:
Financial Services
Work:
University of New Hampshire Sep 2013 - Sep 2020
Adjunct Faculty
Securities Expert Witness & Litigation Support, Llc Sep 2013 - Sep 2020
Securities, Financial, and Insurance Litigation Consultant and Expert Witness -- Finra Arbitrator
Waddell & Reed 2000 - 2011
Managing Principal
University of Connecticut 1999 - 1999
Adjunct Professor
John Hancock Financial Services 1996 - 1999
Agency Manager
Adjunct Faculty
Securities Expert Witness & Litigation Support, Llc Sep 2013 - Sep 2020
Securities, Financial, and Insurance Litigation Consultant and Expert Witness -- Finra Arbitrator
Waddell & Reed 2000 - 2011
Managing Principal
University of Connecticut 1999 - 1999
Adjunct Professor
John Hancock Financial Services 1996 - 1999
Agency Manager
Education:
Southern Connecticut State University 1978 - 1982
Bachelors, Bachelor of Science, Political Science
Bachelors, Bachelor of Science, Political Science
Skills:
Securities
Mutual Funds
Investments
Retirement Planning
Insurance
Fixed Annuities
Finance
Asset Allocation
Arbitration
Finra
Disability Insurance
Life Insurance
Investment Advisory
Estate Planning
Long Term Care Insurance
Financial Advisory
Public Speaking
Retirement
Financial Planning
Variable Annuities
Series 63
Litigation Support
Strategic Financial Planning
529 Plans
Alternative Dispute Resolution
Retirement Plans
Finra Regulations
Fiduciary Duty
Compliance
Wrap Accounts
Teaching
Litigation Consulting
Securities Litigation
Supervisory Experience
Finra Arbitration
Alternate Dispute Resolution
Mutual Funds
Investments
Retirement Planning
Insurance
Fixed Annuities
Finance
Asset Allocation
Arbitration
Finra
Disability Insurance
Life Insurance
Investment Advisory
Estate Planning
Long Term Care Insurance
Financial Advisory
Public Speaking
Retirement
Financial Planning
Variable Annuities
Series 63
Litigation Support
Strategic Financial Planning
529 Plans
Alternative Dispute Resolution
Retirement Plans
Finra Regulations
Fiduciary Duty
Compliance
Wrap Accounts
Teaching
Litigation Consulting
Securities Litigation
Supervisory Experience
Finra Arbitration
Alternate Dispute Resolution
Certifications:
Cfp
Chfc
Clu
Finra Series 7
Finra Series 24
Finra Series 6
Finra Series 63
Finra Series 65
Finra Series 26
Chfc
Clu
Finra Series 7
Finra Series 24
Finra Series 6
Finra Series 63
Finra Series 65
Finra Series 26